Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, WAI LEUNG SIMON
Chinese Name of Relevant Individual

李煒樑
HKMA Registration Number
AF9357
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Mar 2013
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, FINANCIAL PLANNING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Mar 2013
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, FINANCIAL PLANNING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, WAI LEUNG SIMON
:
Chinese Name of Relevant Individual
李煒樑
:
HKMA Registration Number
AF9357
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
27 Mar 2013
No
TEAM HEAD, FINANCIAL PLANNING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 Mar 2013
No
TEAM HEAD, FINANCIAL PLANNING