Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, HIU SHAN
Chinese Name of Relevant Individual
林曉珊
HKMA Registration Number
AF9358
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2021 - 05 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2021 - 05 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2014 - 14 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2014 - 14 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2013 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
27 Mar 2013 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, HIU SHAN
:
Chinese Name of Relevant Individual
林曉珊
:
HKMA Registration Number
AF9358
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9358
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2021 - 05 Apr 2025
No
AF9358
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2021 - 05 Apr 2025
No
AF9358
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
09 Jan 2019 - 30 Nov 2021
No
AF9358
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
09 Jan 2019 - 30 Nov 2021
No
AF9358
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Jul 2014 - 14 Oct 2018
No
AF9358
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Jul 2014 - 14 Oct 2018
No
AF9358
HONG LEONG BANK BERHAD
Type 1: dealing in securities
27 Mar 2013 - 07 May 2014
No
AF9358
HONG LEONG BANK BERHAD
Type 9: asset management
27 Mar 2013 - 07 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.