Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, CHING LAM
Chinese Name of Relevant Individual
孔靜琳
HKMA Registration Number
AF9363
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2019 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2019 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Jan 2019 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2018 - 01 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2018 - 01 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2016 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2016 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2015 - 02 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2015 - 02 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2014 - 03 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2014 - 03 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2013 - 03 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2013 - 03 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, CHING LAM
:
Chinese Name of Relevant Individual
孔靜琳
:
HKMA Registration Number
AF9363
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9363
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Jan 2019 - 30 Nov 2019
No
AF9363
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jan 2019 - 30 Nov 2019
No
AF9363
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Jan 2019 - 30 Nov 2019
No
AF9363
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2018 - 01 Nov 2018
No
AF9363
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2018 - 01 Nov 2018
No
AF9363
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2016 - 05 Jul 2018
No
AF9363
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2016 - 05 Jul 2018
No
AF9363
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2015 - 02 Jun 2016
No
AF9363
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2015 - 02 Jun 2016
No
AF9363
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jun 2014 - 03 Dec 2014
No
AF9363
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jun 2014 - 03 Dec 2014
No
AF9363
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2013 - 03 May 2014
No
AF9363
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Mar 2013 - 03 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.