Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, RICHARD
Chinese Name of Relevant Individual
楊瑞昌
HKMA Registration Number
AF9370
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2017 - 15 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2017 - 15 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2013 - 14 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2013 - 14 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Mar 2013 - 14 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, RICHARD
:
Chinese Name of Relevant Individual
楊瑞昌
:
HKMA Registration Number
AF9370
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9370
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2017 - 15 Dec 2018
No
AF9370
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2017 - 15 Dec 2018
No
AF9370
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jul 2015 - 03 Jul 2016
No
AF9370
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Jul 2015 - 03 Jul 2016
No
AF9370
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Apr 2013 - 14 Jun 2015
No
AF9370
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Mar 2013 - 14 Jun 2015
No
AF9370
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Mar 2013 - 14 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.