Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, KIN PONG
Chinese Name of Relevant Individual
鄧建邦
HKMA Registration Number
AF9391
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2021 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2021 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2019 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2019 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Aug 2019 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2019 - 18 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2019 - 18 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2015 - 23 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 25 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2013 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2013 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, KIN PONG
:
Chinese Name of Relevant Individual
鄧建邦
:
HKMA Registration Number
AF9391
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9391
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Sep 2021 - 30 Dec 2022
No
AF9391
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Sep 2021 - 30 Dec 2022
No
AF9391
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Aug 2019 - 23 Jun 2021
No
AF9391
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Aug 2019 - 23 Jun 2021
No
AF9391
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Aug 2019 - 23 Jun 2021
No
AF9391
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 May 2019 - 18 Jul 2019
No
AF9391
DAH SING BANK, LIMITED
Type 4: advising on securities
17 May 2019 - 18 Jul 2019
No
AF9391
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Jun 2015 - 23 May 2018
No
AF9391
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2014 - 25 May 2015
No
AF9391
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2014 - 25 May 2015
No
AF9391
WING LUNG BANK LIMITED
Type 1: dealing in securities
03 Apr 2013 - 29 May 2014
No
AF9391
WING LUNG BANK LIMITED
Type 4: advising on securities
03 Apr 2013 - 29 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.