Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SNG, JIA YAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF9394
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2013 - 09 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2013 - 09 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2013 - 01 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2013 - 01 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SNG, JIA YAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9394
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9394
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jun 2013 - 09 Nov 2014
No
AF9394
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Jun 2013 - 09 Nov 2014
No
AF9394
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
03 Apr 2013 - 01 May 2013
No
AF9394
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Apr 2013 - 01 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.