Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, ZHEN WEI
Chinese Name of Relevant Individual
陳振維
HKMA Registration Number
AF9396
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2023 - 15 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2023 - 15 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2023 - 15 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2023 - 15 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2020 - 09 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2013 - 20 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2013 - 20 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Apr 2013 - 20 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, ZHEN WEI
:
Chinese Name of Relevant Individual
陳振維
:
HKMA Registration Number
AF9396
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9396
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Oct 2023 - 15 Sep 2024
No
AF9396
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Oct 2023 - 15 Sep 2024
No
AF9396
DBS BANK LTD.
Type 1: dealing in securities
05 Oct 2023 - 15 Sep 2024
No
AF9396
DBS BANK LTD.
Type 4: advising on securities
05 Oct 2023 - 15 Sep 2024
No
AF9396
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Jun 2020 - 09 Nov 2022
No
AF9396
CREDIT SUISSE AG
Type 1: dealing in securities
03 Apr 2013 - 20 Sep 2015
No
AF9396
CREDIT SUISSE AG
Type 4: advising on securities
03 Apr 2013 - 20 Sep 2015
No
AF9396
CREDIT SUISSE AG
Type 6: advising on corporate finance
03 Apr 2013 - 20 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.