Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DANG, CHIA LING
Chinese Name of Relevant Individual
鄧迦琳
HKMA Registration Number
AF9401
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE SALES, GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE SALES, GLOBAL MARKETS
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE SALES, GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
SFC CE number
AAD499
Business Address
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2013 - 18 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2013 - 18 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2013 - 07 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2013 - 07 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DANG, CHIA LING
:
Chinese Name of Relevant Individual
鄧迦琳
:
HKMA Registration Number
AF9401
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2018
No
CORPORATE SALES, GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Dec 2021
No
CORPORATE SALES, GLOBAL MARKETS
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
04 May 2024
No
CORPORATE SALES, GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
OVERSEA-CHINESE BANKING CORPORATION LIMITED
AAD499
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9401
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 04 May 2024
No
AF9401
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 01 Dec 2021
No
AF9401
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 12 May 2018
No
AF9401
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
11 Apr 2013 - 18 Apr 2018
No
AF9401
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
11 Apr 2013 - 18 Apr 2018
No
AF9401
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
04 Apr 2013 - 07 Apr 2013
No
AF9401
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
04 Apr 2013 - 07 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.