Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWONG, KA HO DENNIS
Chinese Name of Relevant Individual
鄺嘉豪
HKMA Registration Number
AF9402
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2020 - 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2020 - 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2018 - 03 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2018 - 03 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2018 - 03 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2018 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2018 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2017 - 31 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2017 - 31 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2015 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2015 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2013 - 23 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWONG, KA HO DENNIS
:
Chinese Name of Relevant Individual
鄺嘉豪
:
HKMA Registration Number
AF9402
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9402
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Sep 2020 - 16 Dec 2021
No
AF9402
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Sep 2020 - 16 Dec 2021
No
AF9402
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2018 - 03 Jul 2020
No
AF9402
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2018 - 03 Jul 2020
No
AF9402
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2018 - 03 Jul 2020
No
AF9402
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Mar 2018 - 26 Jul 2018
No
AF9402
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Mar 2018 - 26 Jul 2018
No
AF9402
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2017 - 31 Jan 2018
No
AF9402
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jun 2017 - 31 Jan 2018
No
AF9402
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
05 Jan 2015 - 04 May 2017
No
AF9402
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
05 Jan 2015 - 04 May 2017
No
AF9402
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 Apr 2013 - 23 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.