Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, LAI LING
Chinese Name of Relevant Individual
高麗玲
HKMA Registration Number
AF9411
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 18 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2015 - 18 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2013 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Apr 2013 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, LAI LING
:
Chinese Name of Relevant Individual
高麗玲
:
HKMA Registration Number
AF9411
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9411
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
26 Jun 2015 - 18 Aug 2016
No
AF9411
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
26 Jun 2015 - 18 Aug 2016
No
AF9411
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Apr 2013 - 03 Jun 2015
No
AF9411
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Apr 2013 - 03 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.