Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEADSOM, DAVID JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AF9425
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2014 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2014 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2013 - 03 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2013 - 03 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEADSOM, DAVID JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9425
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9425
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
05 May 2014 - 09 May 2014
No
AF9425
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
05 May 2014 - 09 May 2014
No
AF9425
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
08 Apr 2013 - 03 May 2013
No
AF9425
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
08 Apr 2013 - 03 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.