Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SOFAT, PRAKRITI
Chinese Name of Relevant Individual
HKMA Registration Number
AF9426
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2013 - 29 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2013 - 04 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2013 - 11 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SOFAT, PRAKRITI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9426
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9426
BARCLAYS BANK PLC
Type 4: advising on securities
27 Oct 2013 - 29 Oct 2013
No
AF9426
BARCLAYS BANK PLC
Type 4: advising on securities
01 Oct 2013 - 04 Oct 2013
No
AF9426
BARCLAYS BANK PLC
Type 4: advising on securities
08 Apr 2013 - 11 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.