Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, WAI KIT
Chinese Name of Relevant Individual
孫偉傑
HKMA Registration Number
AF9428
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2018 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2018 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2016 - 03 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2014 - 20 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2014 - 20 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2013 - 14 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2013 - 14 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, WAI KIT
:
Chinese Name of Relevant Individual
孫偉傑
:
HKMA Registration Number
AF9428
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Oct 2025
No
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Oct 2025
No
ASSISTANT VICE PRESIDENT, INSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9428
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 17 Oct 2025
No
AF9428
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 17 Oct 2025
No
AF9428
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jan 2018 - 30 Nov 2022
No
AF9428
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jan 2018 - 30 Nov 2022
No
AF9428
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Aug 2016 - 03 Oct 2017
No
AF9428
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2014 - 20 Jun 2016
No
AF9428
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Sep 2014 - 20 Jun 2016
No
AF9428
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Apr 2013 - 14 Jul 2013
No
AF9428
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Apr 2013 - 14 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.