Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, SARAH YUE
Chinese Name of Relevant Individual
HKMA Registration Number
AF9459
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2016 - 23 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2014 - 18 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2013 - 12 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, SARAH YUE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9459
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9459
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jan 2018 - 19 Jan 2018
No
AF9459
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Sep 2016 - 23 Sep 2016
No
AF9459
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jul 2014 - 18 Jul 2014
No
AF9459
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Apr 2013 - 12 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.