Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIM, LAI SHAN LISA
Chinese Name of Relevant Individual

嚴麗珊
HKMA Registration Number
AF9461
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Apr 2013
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION AND ADM MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Apr 2013
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION AND ADM MGR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIM, LAI SHAN LISA
:
Chinese Name of Relevant Individual
嚴麗珊
:
HKMA Registration Number
AF9461
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2013
No
BRANCH OPERATION AND ADM MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2013
No
BRANCH OPERATION AND ADM MGR