Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YU FAI
Chinese Name of Relevant Individual
李予暉
HKMA Registration Number
AF9462
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2019 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2019 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2013 - 26 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2013 - 26 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YU FAI
:
Chinese Name of Relevant Individual
李予暉
:
HKMA Registration Number
AF9462
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9462
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 May 2019 - 11 Dec 2019
No
AF9462
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 May 2019 - 11 Dec 2019
No
AF9462
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2013 - 26 Dec 2018
No
AF9462
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2013 - 26 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.