Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YONG WOON
Chinese Name of Relevant Individual
HKMA Registration Number
AF9468
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2020 - 28 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2020 - 28 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jan 2020 - 28 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2013 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2013 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Apr 2013 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
Yes
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YONG WOON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9468
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9468
KDB ASIA LIMITED
Type 1: dealing in securities
16 Jan 2020 - 28 Mar 2023
Yes
AF9468
KDB ASIA LIMITED
Type 4: advising on securities
16 Jan 2020 - 28 Mar 2023
Yes
AF9468
KDB ASIA LIMITED
Type 6: advising on corporate finance
16 Jan 2020 - 28 Mar 2023
Yes
AF9468
KDB ASIA LIMITED
Type 1: dealing in securities
11 Apr 2013 - 09 Jul 2015
Yes
AF9468
KDB ASIA LIMITED
Type 4: advising on securities
11 Apr 2013 - 09 Jul 2015
Yes
AF9468
KDB ASIA LIMITED
Type 6: advising on corporate finance
11 Apr 2013 - 09 Jul 2015
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.