Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSAI, TSUNG NAN
Chinese Name of Relevant Individual
蔡宗男
HKMA Registration Number
AF9473
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ICICI BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2022 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2013 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2013 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSAI, TSUNG NAN
:
Chinese Name of Relevant Individual
蔡宗男
:
HKMA Registration Number
AF9473
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9473
ICICI BANK LIMITED
Type 1: dealing in securities
17 Feb 2022 - 15 Sep 2023
No
AF9473
CTBC BANK CO., LTD.
Type 1: dealing in securities
05 May 2016 - 31 Dec 2017
No
AF9473
CTBC BANK CO., LTD.
Type 4: advising on securities
05 May 2016 - 31 Dec 2017
No
AF9473
CTBC BANK CO., LTD.
Type 1: dealing in securities
12 Apr 2013 - 29 Apr 2016
No
AF9473
CTBC BANK CO., LTD.
Type 4: advising on securities
12 Apr 2013 - 29 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.