Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, KAM CHUEN
Chinese Name of Relevant Individual
莊錦泉
HKMA Registration Number
AF9479
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RM ASSISTANT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RM ASSISTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2014 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2014 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2013 - 24 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2013 - 24 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, KAM CHUEN
:
Chinese Name of Relevant Individual
莊錦泉
:
HKMA Registration Number
AF9479
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Nov 2021
No
RM ASSISTANT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Nov 2021
No
RM ASSISTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9479
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Nov 2021
No
AF9479
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 04 Nov 2021
No
AF9479
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
12 Jul 2014 - 30 Sep 2021
No
AF9479
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
12 Jul 2014 - 30 Sep 2021
No
AF9479
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Apr 2013 - 24 Mar 2014
No
AF9479
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Apr 2013 - 24 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.