Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RAJPUT, KARAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF9481
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2015 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2015 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2014 - 27 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2014 - 27 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2013 - 25 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2013 - 25 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2013 - 16 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2013 - 16 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2013 - 16 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2013 - 16 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RAJPUT, KARAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9481
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9481
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Feb 2015 - 12 Feb 2015
No
AF9481
BARCLAYS BANK PLC
Type 4: advising on securities
11 Feb 2015 - 12 Feb 2015
No
AF9481
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Sep 2014 - 27 Sep 2014
No
AF9481
BARCLAYS BANK PLC
Type 4: advising on securities
25 Sep 2014 - 27 Sep 2014
No
AF9481
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Jun 2013 - 25 Jun 2013
No
AF9481
BARCLAYS BANK PLC
Type 4: advising on securities
23 Jun 2013 - 25 Jun 2013
No
AF9481
BARCLAYS BANK PLC
Type 1: dealing in securities
15 May 2013 - 16 May 2013
No
AF9481
BARCLAYS BANK PLC
Type 4: advising on securities
15 May 2013 - 16 May 2013
No
AF9481
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Apr 2013 - 16 Apr 2013
No
AF9481
BARCLAYS BANK PLC
Type 4: advising on securities
14 Apr 2013 - 16 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.