Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHENG, XIAOBO
Chinese Name of Relevant Individual
鄭曉博
HKMA Registration Number
AF9527
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2019 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2019 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jul 2019 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2019 - 13 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2019 - 13 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jul 2019 - 13 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2013 - 19 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2013 - 19 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Apr 2013 - 19 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHENG, XIAOBO
:
Chinese Name of Relevant Individual
鄭曉博
:
HKMA Registration Number
AF9527
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9527
UBS AG
Type 1: dealing in securities
24 Jul 2019 - 27 Jul 2019
No
AF9527
UBS AG
Type 4: advising on securities
24 Jul 2019 - 27 Jul 2019
No
AF9527
UBS AG
Type 6: advising on corporate finance
24 Jul 2019 - 27 Jul 2019
No
AF9527
UBS AG
Type 1: dealing in securities
11 Jul 2019 - 13 Jul 2019
No
AF9527
UBS AG
Type 4: advising on securities
11 Jul 2019 - 13 Jul 2019
No
AF9527
UBS AG
Type 6: advising on corporate finance
11 Jul 2019 - 13 Jul 2019
No
AF9527
UBS AG
Type 1: dealing in securities
18 Apr 2013 - 19 Mar 2015
No
AF9527
UBS AG
Type 4: advising on securities
18 Apr 2013 - 19 Mar 2015
No
AF9527
UBS AG
Type 6: advising on corporate finance
18 Apr 2013 - 19 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.