Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHUN YU
Chinese Name of Relevant Individual
陳震宇
HKMA Registration Number
AF9546
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER ASSISTANT
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER ASSISTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
SFC CE number
AGM683
Business Address
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2018 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2018 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2014 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2014 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2013 - 13 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2013 - 15 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2013 - 15 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHUN YU
:
Chinese Name of Relevant Individual
陳震宇
:
HKMA Registration Number
AF9546
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
15 Jul 2022
No
RELATIONSHIP MANAGER ASSISTANT
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
15 Jul 2022
No
RELATIONSHIP MANAGER ASSISTANT
Name of Registered Institution
SFC CE number
Business Address
CA INDOSUEZ (SWITZERLAND) SA
AGM683
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9546
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
Since 15 Jul 2022
No
AF9546
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
Since 15 Jul 2022
No
AF9546
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 31 May 2022
No
AF9546
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 31 May 2022
No
AF9546
BANK OF MONTREAL
Type 1: dealing in securities
10 Jul 2018 - 30 Apr 2021
No
AF9546
BANK OF MONTREAL
Type 4: advising on securities
10 Jul 2018 - 30 Apr 2021
No
AF9546
EAST WEST BANK
Type 1: dealing in securities
24 Nov 2014 - 22 Jun 2018
No
AF9546
EAST WEST BANK
Type 4: advising on securities
24 Nov 2014 - 22 Jun 2018
No
AF9546
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
08 Aug 2013 - 13 Nov 2014
No
AF9546
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
18 Apr 2013 - 15 May 2013
No
AF9546
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
18 Apr 2013 - 15 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.