Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHUN KAN
Chinese Name of Relevant Individual
黃進勤
HKMA Registration Number
AF9557
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS SALES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2015 - 14 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2013 - 13 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2013 - 13 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Apr 2013 - 13 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHUN KAN
:
Chinese Name of Relevant Individual
黃進勤
:
HKMA Registration Number
AF9557
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2025
No
FINANCIAL MARKETS SALES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2025
No
FINANCIAL MARKETS SALES
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9557
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Dec 2025
No
AF9557
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Dec 2025
No
AF9557
BNP PARIBAS
Type 1: dealing in securities
12 Oct 2017 - 16 Sep 2025
No
AF9557
UBS AG
Type 1: dealing in securities
18 Nov 2015 - 14 Aug 2017
No
AF9557
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 1: dealing in securities
19 Apr 2013 - 13 Oct 2014
No
AF9557
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 4: advising on securities
19 Apr 2013 - 13 Oct 2014
No
AF9557
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 6: advising on corporate finance
19 Apr 2013 - 13 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.