Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, CHI KI
Chinese Name of Relevant Individual
楊芷琪
HKMA Registration Number
AF9571
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2019 - 03 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2019 - 03 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2018 - 16 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2018 - 16 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
01 Feb 2018 - 04 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 9: asset management
Effective Period
20 Apr 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, CHI KI
:
Chinese Name of Relevant Individual
楊芷琪
:
HKMA Registration Number
AF9571
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9571
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Jan 2019 - 03 Jun 2022
No
AF9571
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Jan 2019 - 03 Jun 2022
No
AF9571
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
01 Feb 2018 - 16 Jan 2019
No
AF9571
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
01 Feb 2018 - 16 Jan 2019
No
AF9571
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
01 Feb 2018 - 04 Dec 2018
No
AF9571
BSI LTD
Type 1: dealing in securities
20 Apr 2013 - 22 Jul 2016
No
AF9571
BSI LTD
Type 9: asset management
20 Apr 2013 - 22 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
