Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEONG, WAI HO
Chinese Name of Relevant Individual
HKMA Registration Number
AF9606
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2015 - 18 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2014 - 25 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2014 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2013 - 18 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2013 - 24 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2013 - 26 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEONG, WAI HO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9606
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9606
BARCLAYS BANK PLC
Type 4: advising on securities
15 Apr 2015 - 18 Apr 2015
No
AF9606
BARCLAYS BANK PLC
Type 4: advising on securities
24 Sep 2014 - 25 Sep 2014
No
AF9606
BARCLAYS BANK PLC
Type 4: advising on securities
21 Apr 2014 - 23 Apr 2014
No
AF9606
BARCLAYS BANK PLC
Type 4: advising on securities
17 Sep 2013 - 18 Sep 2013
No
AF9606
BARCLAYS BANK PLC
Type 4: advising on securities
20 Aug 2013 - 24 Aug 2013
No
AF9606
BARCLAYS BANK PLC
Type 4: advising on securities
24 Apr 2013 - 26 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.