Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA YEUNG
Chinese Name of Relevant Individual
吳家揚
HKMA Registration Number
AF9607
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2017 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2017 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2015 - 10 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2015 - 10 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2013 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA YEUNG
:
Chinese Name of Relevant Individual
吳家揚
:
HKMA Registration Number
AF9607
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9607
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2017 - 31 Mar 2020
No
AF9607
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2017 - 31 Mar 2020
No
AF9607
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Jul 2015 - 10 Sep 2016
No
AF9607
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Jul 2015 - 10 Sep 2016
No
AF9607
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
25 Apr 2013 - 11 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.