Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GREAVES, SEAN CAREY
Chinese Name of Relevant Individual
HKMA Registration Number
AF9614
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STATE STREET BANK AND TRUST COMPANY
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2019 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2013 - 12 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2013 - 12 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2013 - 18 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2013 - 18 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GREAVES, SEAN CAREY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9614
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9614
STATE STREET BANK AND TRUST COMPANY
Type 1: dealing in securities
24 Aug 2019 - 31 Aug 2023
No
AF9614
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
24 Jul 2013 - 12 Jun 2014
No
AF9614
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
24 Jul 2013 - 12 Jun 2014
No
AF9614
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
25 Apr 2013 - 18 Jul 2013
No
AF9614
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
25 Apr 2013 - 18 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.