Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, CHI SUM
Chinese Name of Relevant Individual
謝智深
HKMA Registration Number
AF9626
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2014 - 26 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2014 - 25 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2014 - 25 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2013 - 24 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2013 - 24 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, CHI SUM
:
Chinese Name of Relevant Individual
謝智深
:
HKMA Registration Number
AF9626
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Oct 2018
No
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Oct 2018
No
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9626
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 20 Oct 2018
No
AF9626
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 20 Oct 2018
No
AF9626
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Aug 2014 - 26 Aug 2018
No
AF9626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
26 Apr 2014 - 25 May 2014
No
AF9626
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
26 Apr 2014 - 25 May 2014
No
AF9626
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
27 Apr 2013 - 24 Mar 2014
No
AF9626
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
27 Apr 2013 - 24 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.