Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN SUM FAT, DANY
Chinese Name of Relevant Individual
陳仁輝
HKMA Registration Number
AF9632
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2015 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2015 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jan 2015 - 09 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jan 2015 - 09 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2013 - 02 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2013 - 02 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN SUM FAT, DANY
:
Chinese Name of Relevant Individual
陳仁輝
:
HKMA Registration Number
AF9632
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9632
LGT BANK AG
Type 1: dealing in securities
19 Jan 2015 - 30 Jun 2017
No
AF9632
LGT BANK AG
Type 4: advising on securities
19 Jan 2015 - 30 Jun 2017
No
AF9632
LGT BANK AG
Type 1: dealing in securities
02 Jan 2015 - 09 Jan 2015
No
AF9632
LGT BANK AG
Type 4: advising on securities
02 Jan 2015 - 09 Jan 2015
No
AF9632
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
27 Apr 2013 - 02 Dec 2014
No
AF9632
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
27 Apr 2013 - 02 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.