Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUANG, BAOSHU
Chinese Name of Relevant Individual
黄宝樹
HKMA Registration Number
AF9637
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, INVESTMENT BANKING, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, INVESTMENT BANKING, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
24 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, INVESTMENT BANKING, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2017 - 29 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2017 - 29 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Oct 2017 - 29 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2013 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2013 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Apr 2013 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUANG, BAOSHU
:
Chinese Name of Relevant Individual
黄宝樹
:
HKMA Registration Number
AF9637
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK LTD.
Type 1: dealing in securities
22 Apr 2026
No
SPECIALIST, INVESTMENT BANKING, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
22 Apr 2026
No
SPECIALIST, INVESTMENT BANKING, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 6: advising on corporate finance
24 Apr 2026
No
SPECIALIST, INVESTMENT BANKING, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9637
DBS BANK LTD.
Type 6: advising on corporate finance
Since 24 Apr 2026
No
AF9637
DBS BANK LTD.
Type 1: dealing in securities
Since 22 Apr 2026
No
AF9637
DBS BANK LTD.
Type 4: advising on securities
Since 22 Apr 2026
No
AF9637
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
21 Oct 2017 - 29 Jan 2021
No
AF9637
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
21 Oct 2017 - 29 Jan 2021
No
AF9637
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
21 Oct 2017 - 29 Jan 2021
No
AF9637
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Apr 2013 - 28 Nov 2014
No
AF9637
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Apr 2013 - 28 Nov 2014
No
AF9637
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Apr 2013 - 28 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.