Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SIN YI
Chinese Name of Relevant Individual
林善儀
HKMA Registration Number
AF9652
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2014 - 27 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2014 - 27 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2013 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2013 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Apr 2013 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SIN YI
:
Chinese Name of Relevant Individual
林善儀
:
HKMA Registration Number
AF9652
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9652
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 May 2014 - 27 May 2015
No
AF9652
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 May 2014 - 27 May 2015
No
AF9652
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Apr 2013 - 23 Apr 2014
No
AF9652
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Apr 2013 - 23 Apr 2014
No
AF9652
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Apr 2013 - 23 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.