Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, KIT
Chinese Name of Relevant Individual
方潔
HKMA Registration Number
AF9653
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK J. SAFRA SARASIN AG
SFC CE number
AHX499
Business Address
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2023 - 18 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2023 - 18 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Nov 2023 - 18 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2022 - 12 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2022 - 12 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2022 - 06 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2022 - 06 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2020 - 02 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2020 - 02 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jan 2020 - 02 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2018 - 25 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2018 - 25 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2017 - 21 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, KIT
:
Chinese Name of Relevant Individual
方潔
:
HKMA Registration Number
AF9653
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
29 Aug 2025
No
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
29 Aug 2025
No
STAFF OF CLIENT RELATIONSHIP MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANK J. SAFRA SARASIN AG
AHX499
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9653
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 29 Aug 2025
No
AF9653
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 29 Aug 2025
No
AF9653
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Nov 2023 - 18 Aug 2025
No
AF9653
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Nov 2023 - 18 Aug 2025
No
AF9653
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Nov 2023 - 18 Aug 2025
No
AF9653
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
15 Jul 2022 - 12 Oct 2023
No
AF9653
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
15 Jul 2022 - 12 Oct 2023
No
AF9653
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2022 - 06 Jul 2022
No
AF9653
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 May 2022 - 06 Jul 2022
No
AF9653
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Jan 2020 - 02 May 2022
No
AF9653
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Jan 2020 - 02 May 2022
No
AF9653
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Jan 2020 - 02 May 2022
No
AF9653
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Apr 2018 - 25 Sep 2019
No
AF9653
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
21 Apr 2018 - 25 Sep 2019
No
AF9653
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Mar 2017 - 21 Mar 2018
No
AF9653
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Mar 2017 - 21 Mar 2018
No
AF9653
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Mar 2017 - 21 Mar 2018
No
AF9653
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
22 Aug 2015 - 10 Feb 2017
No
AF9653
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
22 Aug 2015 - 10 Feb 2017
No
AF9653
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Apr 2013 - 31 Jul 2015
No
AF9653
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Apr 2013 - 31 Jul 2015
No
AF9653
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Apr 2013 - 31 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.