Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU-YEUNG, CHRISTINA KOK YAN
Chinese Name of Relevant Individual
歐陽珏欣
HKMA Registration Number
AF9656
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 May 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
11 May 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Feb 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
SFC CE number
BDM672
Business Address
LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 May 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 27 May 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 May 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2022 - 26 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2018 - 26 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
11 May 2018 - 26 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
11 May 2018 - 06 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2013 - 04 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2013 - 04 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU-YEUNG, CHRISTINA KOK YAN
:
Chinese Name of Relevant Individual
歐陽珏欣
:
HKMA Registration Number
AF9656
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 May 2018
Yes
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
11 May 2018
Yes
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
01 Feb 2022
Yes
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
MORGAN STANLEY BANK ASIA LIMITED
BDM672
LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9656
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
Since 27 May 2022
Yes
AF9656
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
Since 27 May 2022
Yes
AF9656
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
Since 27 May 2022
Yes
AF9656
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
01 Feb 2022 - 26 May 2022
No
AF9656
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 May 2018 - 26 May 2022
No
AF9656
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
11 May 2018 - 26 May 2022
No
AF9656
MORGAN STANLEY BANK ASIA LIMITED
Type 9: asset management
11 May 2018 - 06 May 2021
No
AF9656
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
30 Apr 2013 - 04 May 2018
No
AF9656
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
30 Apr 2013 - 04 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.