Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, TANYA CHEUK LEE
Chinese Name of Relevant Individual
謝卓利
HKMA Registration Number
AF9659
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2014 - 01 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Jun 2014 - 01 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2013 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2013 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 May 2013 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, TANYA CHEUK LEE
:
Chinese Name of Relevant Individual
謝卓利
:
HKMA Registration Number
AF9659
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9659
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jun 2014 - 01 Aug 2016
No
AF9659
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
25 Jun 2014 - 01 Aug 2016
No
AF9659
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2013 - 14 May 2014
No
AF9659
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2013 - 14 May 2014
No
AF9659
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 May 2013 - 14 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.