Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, CHI MING
Chinese Name of Relevant Individual
邵志銘
HKMA Registration Number
AF9678
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
06 Jul 2017 - 03 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2015 - 03 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2013 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2013 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2013 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2013 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, CHI MING
:
Chinese Name of Relevant Individual
邵志銘
:
HKMA Registration Number
AF9678
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9678
CREDIT SUISSE AG
Type 9: asset management
06 Jul 2017 - 03 Oct 2023
No
AF9678
CREDIT SUISSE AG
Type 4: advising on securities
17 Sep 2015 - 03 Oct 2023
No
AF9678
CITIBANK, N.A.
Type 1: dealing in securities
03 May 2013 - 04 Jul 2014
No
AF9678
CITIBANK, N.A.
Type 4: advising on securities
03 May 2013 - 04 Jul 2014
No
AF9678
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 May 2013 - 04 Jul 2014
No
AF9678
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 May 2013 - 04 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.