Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, SAU MAN
Chinese Name of Relevant Individual
胡秀文
HKMA Registration Number
AF9679
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2022 - 12 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2019 - 09 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2019 - 09 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2013 - 03 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, SAU MAN
:
Chinese Name of Relevant Individual
胡秀文
:
HKMA Registration Number
AF9679
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9679
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2022 - 12 Apr 2026
No
AF9679
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 Mar 2019 - 09 Feb 2020
No
AF9679
CHONG HING BANK LIMITED
Type 4: advising on securities
05 Mar 2019 - 09 Feb 2020
No
AF9679
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 May 2013 - 03 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.