Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, WING YAN
Chinese Name of Relevant Individual
許頴仁
HKMA Registration Number
AF9690
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2014 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2013 - 08 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 May 2013 - 08 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, WING YAN
:
Chinese Name of Relevant Individual
許頴仁
:
HKMA Registration Number
AF9690
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9690
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
15 Oct 2014 - 22 May 2018
No
AF9690
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 May 2013 - 08 Jun 2014
No
AF9690
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 May 2013 - 08 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.