Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, KA WAI
Chinese Name of Relevant Individual

歐家惠
HKMA Registration Number
AF9694
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Dec 2023
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SALES AND MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, KA WAI
:
Chinese Name of Relevant Individual
歐家惠
:
HKMA Registration Number
AF9694
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
07 Dec 2023
No
BUSINESS SALES AND MANAGEMENT