Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, MIN JUN
Chinese Name of Relevant Individual
何明君
HKMA Registration Number
AF9699
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2018 - 20 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2018 - 20 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2013 - 27 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2013 - 27 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2013 - 05 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2013 - 05 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, MIN JUN
:
Chinese Name of Relevant Individual
何明君
:
HKMA Registration Number
AF9699
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9699
UNICREDIT BANK AG
Type 1: dealing in securities
17 May 2018 - 20 Jul 2020
Yes
AF9699
UNICREDIT BANK AG
Type 4: advising on securities
17 May 2018 - 20 Jul 2020
Yes
AF9699
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
16 Nov 2013 - 27 Jun 2017
No
AF9699
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
16 Nov 2013 - 27 Jun 2017
No
AF9699
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
07 May 2013 - 05 Nov 2013
No
AF9699
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
07 May 2013 - 05 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.