Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, YE
Chinese Name of Relevant Individual
呂曄
HKMA Registration Number
AF9741
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2017 - 06 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2017 - 06 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TAIWAN
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2013 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, YE
:
Chinese Name of Relevant Individual
呂曄
:
HKMA Registration Number
AF9741
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9741
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
20 Feb 2017 - 06 Jan 2018
No
AF9741
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
20 Feb 2017 - 06 Jan 2018
No
AF9741
BANK OF TAIWAN
Type 1: dealing in securities
10 May 2013 - 31 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.