Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, LING LING
Chinese Name of Relevant Individual
吳靈靈
HKMA Registration Number
AF9746
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT PERSONAL BANKING MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT PERSONAL BANKING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2014 - 07 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2014 - 07 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2013 - 11 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2013 - 11 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, LING LING
:
Chinese Name of Relevant Individual
吳靈靈
:
HKMA Registration Number
AF9746
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
18 Aug 2014
No
ASSISTANT PERSONAL BANKING MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
18 Aug 2014
No
ASSISTANT PERSONAL BANKING MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9746
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 16 Sep 2014
No
AF9746
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 16 Sep 2014
No
AF9746
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jun 2014 - 07 Aug 2014
No
AF9746
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jun 2014 - 07 Aug 2014
No
AF9746
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 May 2013 - 11 May 2014
No
AF9746
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 May 2013 - 11 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.