Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, YIK YAN AVIS
Chinese Name of Relevant Individual
林奕欣
HKMA Registration Number
AF9775
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2025 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2025 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2013 - 20 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2013 - 20 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, YIK YAN AVIS
:
Chinese Name of Relevant Individual
林奕欣
:
HKMA Registration Number
AF9775
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9775
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2025 - 14 Sep 2025
No
AF9775
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2025 - 14 Sep 2025
No
AF9775
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 May 2013 - 20 Sep 2013
No
AF9775
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 May 2013 - 20 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.