Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, KING HEI
Chinese Name of Relevant Individual
譚敬熙
HKMA Registration Number
AF9778
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2018 - 02 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2018 - 02 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2013 - 01 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, KING HEI
:
Chinese Name of Relevant Individual
譚敬熙
:
HKMA Registration Number
AF9778
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9778
DAH SING BANK, LIMITED
Type 1: dealing in securities
27 Jul 2018 - 02 Sep 2018
No
AF9778
DAH SING BANK, LIMITED
Type 4: advising on securities
27 Jul 2018 - 02 Sep 2018
No
AF9778
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
15 May 2013 - 01 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.