Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HOI WA
Chinese Name of Relevant Individual
林海華
HKMA Registration Number
AF9809
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2020 - 14 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2020 - 14 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2016 - 08 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2016 - 08 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2013 - 08 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2013 - 08 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2013 - 28 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2013 - 28 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HOI WA
:
Chinese Name of Relevant Individual
林海華
:
HKMA Registration Number
AF9809
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Jul 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
07 Jul 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
07 Jul 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
07 Jul 2023
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9809
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Jul 2023
No
AF9809
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Jul 2023
No
AF9809
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 07 Jul 2023
No
AF9809
DBS BANK LTD.
Type 1: dealing in securities
Since 07 Jul 2023
No
AF9809
DBS BANK LTD.
Type 4: advising on securities
Since 07 Jul 2023
No
AF9809
DBS BANK LTD.
Type 6: advising on corporate finance
Since 07 Jul 2023
No
AF9809
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
24 Sep 2020 - 14 Jun 2023
No
AF9809
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
24 Sep 2020 - 14 Jun 2023
No
AF9809
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
06 Apr 2016 - 08 Jul 2020
No
AF9809
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
06 Apr 2016 - 08 Jul 2020
No
AF9809
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
05 Nov 2013 - 08 Nov 2015
No
AF9809
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
05 Nov 2013 - 08 Nov 2015
No
AF9809
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 May 2013 - 28 Jul 2013
No
AF9809
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 May 2013 - 28 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.