Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HARI, SHANKARANARAYANAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF9819
Other HKMA Registration Number(s)
AD9745, AE7415
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2025 - 24 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
22 Apr 2025 - 24 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2025 - 24 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
22 Apr 2025 - 24 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2019 - 21 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2019 - 21 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2019 - 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2019 - 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2019 - 17 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2019 - 17 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2015 - 15 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 38
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HARI, SHANKARANARAYANAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9819
:
Other HKMA Registration Number(s)
AD9745, AE7415
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Apr 2025 - 24 Apr 2025
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
22 Apr 2025 - 24 Apr 2025
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Apr 2025 - 24 Apr 2025
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
22 Apr 2025 - 24 Apr 2025
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Oct 2019 - 25 Oct 2019
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Oct 2019 - 25 Oct 2019
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jun 2019 - 21 Jun 2019
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jun 2019 - 21 Jun 2019
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Feb 2019 - 20 Feb 2019
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Feb 2019 - 20 Feb 2019
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2019 - 17 Jan 2019
No
AF9819
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2019 - 17 Jan 2019
No
AF9819
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
13 Apr 2015 - 15 Apr 2015
No
AF9819
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
13 Apr 2015 - 15 Apr 2015
No
AF9819
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
13 Apr 2015 - 15 Apr 2015
No
AF9819
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
13 Apr 2015 - 15 Apr 2015
No
AF9819
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
17 Feb 2014 - 12 Mar 2015
No
AF9819
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
17 Feb 2014 - 12 Mar 2015
No
AF9819
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
17 Feb 2014 - 12 Mar 2015
No
AF9819
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
17 Feb 2014 - 12 Mar 2015
No
AF9819
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
20 May 2013 - 23 May 2013
No
AF9819
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
20 May 2013 - 23 May 2013
No
AF9819
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
20 May 2013 - 23 May 2013
No
AF9819
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
20 May 2013 - 23 May 2013
No
AE7415
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
06 Aug 2010 - 31 Jan 2011
No
AE7415
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
06 Aug 2010 - 31 Jan 2011
No
AE7415
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Aug 2010 - 31 Jan 2011
No
AE7415
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Aug 2010 - 31 Jan 2011
No
AE7415
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 6: advising on corporate finance
06 Aug 2010 - 09 Aug 2010
No
AE7415
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 7: providing automated trading services
06 Aug 2010 - 09 Aug 2010
No
AE7415
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
06 Aug 2010 - 09 Aug 2010
No
AD9745
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
12 Jul 2008 - 08 Aug 2010
No
AD9745
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
12 Jul 2008 - 08 Aug 2010
No
AD9745
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
12 Jul 2008 - 08 Aug 2010
No
AD9745
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
12 Jul 2008 - 08 Aug 2010
No
AD9745
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 6: advising on corporate finance
12 Jul 2008 - 12 Jul 2010
No
AD9745
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 7: providing automated trading services
12 Jul 2008 - 12 Jul 2010
No
AD9745
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
12 Jul 2008 - 12 Jul 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.