Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, WAN KI
Chinese Name of Relevant Individual
曾韻琪
HKMA Registration Number
AF9821
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2020 - 15 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2020 - 15 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2017 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2016 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 10 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2013 - 10 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2013 - 15 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2013 - 15 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 May 2013 - 15 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, WAN KI
:
Chinese Name of Relevant Individual
曾韻琪
:
HKMA Registration Number
AF9821
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Feb 2024
No
VICE PRESIDENT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Feb 2024
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9821
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 06 Feb 2024
No
AF9821
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 06 Feb 2024
No
AF9821
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Mar 2020 - 15 Sep 2022
No
AF9821
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Mar 2020 - 15 Sep 2022
No
AF9821
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Sep 2017 - 01 Sep 2019
No
AF9821
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2016 - 31 Aug 2016
No
AF9821
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Aug 2013 - 10 Jun 2014
No
AF9821
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Aug 2013 - 10 Jun 2014
No
AF9821
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 May 2013 - 15 Jul 2013
No
AF9821
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 May 2013 - 15 Jul 2013
No
AF9821
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 May 2013 - 15 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.