Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, PENG MENG
Chinese Name of Relevant Individual
林秉明
HKMA Registration Number
AF9845
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2014 - 07 Jun 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2014 - 07 Jun 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
31 Jul 2014 - 07 Jun 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2013 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2013 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2013 - 30 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, PENG MENG
:
Chinese Name of Relevant Individual
林秉明
:
HKMA Registration Number
AF9845
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9845
DBS BANK LTD.
Type 1: dealing in securities
31 Jul 2014 - 07 Jun 2017
Yes
AF9845
DBS BANK LTD.
Type 4: advising on securities
31 Jul 2014 - 07 Jun 2017
Yes
AF9845
DBS BANK LTD.
Type 6: advising on corporate finance
31 Jul 2014 - 07 Jun 2017
Yes
AF9845
DBS BANK LTD.
Type 1: dealing in securities
22 May 2013 - 30 Jul 2014
No
AF9845
DBS BANK LTD.
Type 4: advising on securities
22 May 2013 - 30 Jul 2014
No
AF9845
DBS BANK LTD.
Type 6: advising on corporate finance
22 May 2013 - 30 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.