Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SONG, MING HUAY
Chinese Name of Relevant Individual
HKMA Registration Number
AF9849
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2015 - 25 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2015 - 10 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2014 - 20 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2014 - 16 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2013 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SONG, MING HUAY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF9849
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9849
BARCLAYS BANK PLC
Type 4: advising on securities
24 Aug 2015 - 25 Aug 2015
No
AF9849
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jul 2015 - 10 Jul 2015
No
AF9849
BARCLAYS BANK PLC
Type 4: advising on securities
20 May 2015 - 22 May 2015
No
AF9849
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jun 2014 - 20 Jun 2014
No
AF9849
BARCLAYS BANK PLC
Type 4: advising on securities
13 May 2014 - 16 May 2014
No
AF9849
BARCLAYS BANK PLC
Type 4: advising on securities
22 May 2013 - 24 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.