Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEN, CHANG CHI GEORGE
Chinese Name of Relevant Individual
嚴昌麒
HKMA Registration Number
AF9867
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 22 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2013 - 22 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jun 2013 - 22 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2013 - 25 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2013 - 25 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEN, CHANG CHI GEORGE
:
Chinese Name of Relevant Individual
嚴昌麒
:
HKMA Registration Number
AF9867
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9867
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
26 Jul 2013 - 22 Nov 2019
Yes
AF9867
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
26 Jul 2013 - 22 Nov 2019
Yes
AF9867
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
17 Jun 2013 - 22 Nov 2019
Yes
AF9867
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
24 May 2013 - 25 Jul 2013
No
AF9867
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
24 May 2013 - 25 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.