Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, RAN
Chinese Name of Relevant Individual
張苒
HKMA Registration Number
AF9873
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2018 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2018 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2018 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Jun 2018 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Jun 2018 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2013 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2013 - 16 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, RAN
:
Chinese Name of Relevant Individual
張苒
:
HKMA Registration Number
AF9873
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF9873
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Nov 2018 - 31 Oct 2021
No
AF9873
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Nov 2018 - 31 Oct 2021
No
AF9873
DBS BANK LTD.
Type 1: dealing in securities
27 Jun 2018 - 16 Sep 2018
No
AF9873
DBS BANK LTD.
Type 4: advising on securities
27 Jun 2018 - 16 Sep 2018
No
AF9873
DBS BANK LTD.
Type 6: advising on corporate finance
27 Jun 2018 - 16 Sep 2018
No
AF9873
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Jun 2018 - 16 Sep 2018
No
AF9873
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 May 2013 - 16 Sep 2018
No
AF9873
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 May 2013 - 16 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.